Thursday, June 30, 2016

The Winds of Change: The Battle of Lepanto, 1571

          In 1570, a young man named Miguel enlisted in the Spanish marine corps, the Infanterîa de Marina. At the age of 23, with a good education and obvious signs of intelligence, Miguel was at the beginning of a remarkable life. He was assigned to the Spanish war-galley Marquesa, and in September of 1571, he sailed out of Messina with the Holy League, an unlikely alliance of Christian-Mediterranean powers. In his first naval engagement, at the battle of Lepanto, where the Christian force won a crucial victory over an Ottoman fleet, Miguel was shot twice in the chest and once in his left arm, costing him its use. It was six months before Miguel de Cervantes was able to leave the hospital. But Cervantes, one of Spain’s most famous authors and an early pioneer of the novel, was among the lucky at Lepanto. All told, 180,000 men sailed into the straits where the battle was fought on October 7th, 1571, and 40,000 lost their lives. Although the conglomerate Christian forces at Lepanto were merely attempting to protect their cities, territories, and trade lines from Ottoman interference, the bloody battle ended up having far more significant consequences. For the Ottomans, the battle sounded the death knell of Ottoman dominance of the Mediterranean, and marked the sad end of almost an entire generation of Jannisaries, the most elite of soldiers in the Ottoman armed forces. For the Christians, their victory protected the European world from the threat of Turkish hegemony, released tensions placed on European economies, protected the New World from developmental insecurities, and gave the Europeans a fleeting glimpse of the power of unification. Without it, the New World would have likely looked very different.

The Mediterranean of the sixteenth century was a difficult and dangerous place to do business. In 1453, the Turks had captured Constantinople, effectively eliminating the last remnant of the 1200 year-old Roman-Byzantine Empire.[1] By 1520, their domain was enormous, and their borders threatened to expand each year. Since 1545, Ottoman galleys had been raiding Christian territories, pillaging towns, capturing merchant vessels, and threatening to dominate the Meditteranean Sea. These raids were becoming a serious problem for many of the Christian Mediterranean powers. Venice, being the closest of these to the Ottomans, had the most trouble with the Turks. Reports of merchant vessels being attacked by Muslim warships arrived in Venice almost every day, and sightings of Ottoman fleets off the Venetian coast were no less frequent. Furthermore, it was widely believed that these small groups of Ottoman ships were merely broken off from a massive Ottoman fleet, which was lying in wait somewhere in the Mediterranean. This belief was in fact correct, as Müezzinzåde Ali Pasha, the admiral of the Ottoman fleet (Kapudan-i deryå), had anchored his entire navy in the Mediterranean to raid and pillage Christian coasts.[2]

But Venice was not the only major Christian power having trouble with the Turks. Since 1535, Charles V, the Holy Roman Emperor and ruler of Spain had been in intermittent conflicts with the Ottomans. Charles was an aggressive ruler and a fiercely devout Catholic. As such, he dubbed himself the champion and protector of all Christendom. His son Philip II, who inherited the Spanish throne in 1556, carried on this tradition by declaring war on all “heretic” non-Christians. Philip, who is widely regarded as one of Spain’s greatest rulers, was a staunch opponent of the extremely powerful Muslim Ottoman Empire of Turkey. Philip saw these powerful Muslims as a tremendous threat to his expanding empire. From the time the Turks began to raid in the Mediterranean, Spain’s trade lines, especially those stretching into the eastern Mediterranean, were under an extraordinary strain. If one desired to ship wine (an important Spanish export) from Barcelona to anywhere in the eastern Mediterranean, the shipment would have to travel directly through Ottoman controlled waters, and the ship would likely be attacked by Turkish warships.[3] Furthermore, should the Ottoman raids push into the eastern [?] part of the Mediterranean, Spanish trade and communication routes to the Spanish colonies in the New World would also be at risk. These routes were the lifeline of the colonies; without them the settlements would have been hard pressed to survive. The colonies were a source of vast wealth for Spain; the spices, grains, furs, precious metals and gems helped to finance the Crown’s operations. As such, Spain could not tolerate any threats toward the Americas. Unfortunately, Philip was fully occupied dealing with Protestant revolutionaries (whom he considered heretics) in the Netherlands. He was therefore unable to focus his full military attention on the Ottomans.[4]

Following the Ottoman’s 1565 attack on Malta, Pope Pius V attempted to create a coalition of nations and republics to protect Christian assets and endeavors in the Mediterranean. However he needed Spanish support, and while Philip recognized the importance of such an alliance, he desperately needed money to continue his fight against the Dutch rebels. After years of negotiating, Philip convinced the Pope to lend him money, in exchange for Spain front-manning [?] the league.  Thus, in 1571, Spain, Venice, the Papal States, Tuscany, the Knights Hospitaler, Genoa, Tuscany, Sicily and Naples all signed the Pope’s treaty creating the Holy League.[5] According to Paolo Paruta, the official historian of Venice in 1571, the League’s primary goal was the defense of Christendom in the Mediterranean, and to this end, their founding memorandum called for, “200 gallies, 100 ships, 50,000 foot, Italians, Spanish and Dutch; 4500 horse, with a suitable train of Artillery and Ammunition.”[6] Leading these forces was the “noble and gracious…”[7] Don Juan of Austria, Philip’s own illegitimate half-brother. Don Juan was only twenty-two years old, but he was a man, “who by his words and actions appeared to be greatly desirous of glory; and excellent hopes were conceived of him…” [8] Although this proved to be a brilliant decision on Philip’s part, placing Don Juan in charge of the fleet was a risky move due to his relative inexperience in warfare (he had only briefly fought against pirates plaguing the Spanish-Atlantic coast).

In fact, the entire endeavor was an extraordinary gamble for the nations of the Holy League; nearly all members had committed every available warship.  Had they been defeated, Venice and Spain would be the only countries left capable of mounting any meaningful defense against the Ottomans. Although Venice’s navy was renowned for its naval prowess, if they had lost at Lepanto the tiny remainder of their naval force would have been insignificant against the gargantuan might of the Ottoman Empire. Most of Spain’s forces were mired down in the revolt in the Netherlands: it would take months for them to mobilize for war in the Mediterranean. Furthermore, Spain’s fleet was composed mainly of galleons, large ships designed for sailing and fighting on the open ocean. If Spain had had to battle with the Ottomans after Lepanto for the control of the Mediterranean, these sailing ships with their poor maneuverability would have easily been defeated by the more agile Ottoman galleys. Therefore, defeat at Lepanto would have left the Christian nations essentially undefended. Historian Roger Crowley remarks, “With defeat, and the absence of any defending fleet, would have come the rapid loss of all the major islands of the sea – Malta, Crete, the Balearics—a last-ditch defense of   Venice, and then, from these launch-pads, a push into the heart of Italy, to Rome itself…”[9]  Indeed, the European powers of the 16th century understood that a defeat at Lepanto could have meant an utterly different cultural and political future for Europe. Renowned Mediterranean historian Fernand Braudel, in his book The Mediterranean, states that Lepanto terrified Christians because it had, “…in one single action imperiled the only defense of Italy and Christendom…”[10] The Christian nations were not only risking their galleys, but their people, cities, and control of the Mediterranean itself.

On September 17th, the Holy League’s fleet sailed out of Messina, seeking the enemy. While no official document specifically stated this, the leaders of the Holy League’s navy were given detailed instructions to engage the enemy immediately and to win a decisive victory against the Ottomans. Christianity was spoiling for a fight.[11]

Three weeks later, on October 7th, Don Juan’s crow’s nest signaled that sails were on the horizon. The Christian fleet had crossed the Ionian Sea to Greece and sailed down the coast into the straits near the Greek city of Lepanto (modern day Naupactus.) Don Juan and his commanders wasted no time in drawing their fleet into battle formation. Paruta recalls, “And thus immediately…he caused the Standard to be hoysted up in his Gally… and made the signe of Battel be give…” [12] Sails were dropped, guns and cannon were loaded, and armor was donned as armored priests walked the deck, receiving quick and easy mass-confessions.

On the other side of the battle lines, the Ottomans must have felt confident in their victory. Not only did they have more ships, they also had a significant advantage in manpower. While the Holy League arrived at Lepanto with a vast 80,000 men, (50,000 soldiers and 30,000 rowers) the Ottomans had over 100,000.[13] But the Christians had four advantages, which would prove to be keys to their victory at Lepanto.

Before sailing on the Ottoman navy, the massive Christian fleet had assembled at Messina. There they had double-checked their numbers, arms, and supplies. Among the 239 Christian ships were two different types of Mediterranean war-galleys: potentinas and levantinas. Both were 100-120 feet long, with two main masts holding their triangular shaped lateen sails, eleven to thirty-six benches of rowers and between 3 and 5 cannon.[14] Although the combined fleet had a significant amount of firepower, an individual galley’s guns were not powerful enough to sink an enemy ship: instead, the Christians’ main goal was the overwhelming of its crew through close-quarter combat after boarding. The Turkish fleet was comprised entirely of levantinas (they were cheaper, and the Ottoman economy at that time was far weaker than those of the Christians) so the Christians cleverly designed their potentinas to be significantly higher above the water than those of the levantinas, making them much easier to defend. Boarding a potentina from a levantina was as dangerous as climbing a ladder to attack a defended city wall in a siege. Paolo Paruta’s account of the battle reports that when the Ottomans, “…came to grappling…” onto Christian ships “wherein many of our Gallies, boorded by the Enemy, though upon disadvantage…” were able “…to resist a great number…”[15] It was also relatively simple for a Holy League soldier to board a Turkish vessel, as he simply had to jump over his ship’s railing. The potentina was the most common kind of galley in the Holy League’s fleet, and their high decks gave the Christians a significant advantage over the Ottoman galleys.

The Christians had another advantage in naval construction: the Venetian galleass, the most powerful warship in the Christian fleet. Each galleass sported close to 40 cannon, making them the most deadly naval instrument in the Mediterranean. Even with three masts and twenty- seven benches of free rowers, galleasses moved extremely slowly through the water due to the weight of their guns. They moved so slowly, in fact, that several smaller galleys had to tow them, as otherwise they could not have kept pace with the fleet in open water.[16] Niccolo Capponi, in his book Victory of the West, discussed the strengths of the galleasses’ cannon and deck heights. “Whatever its ordinance, a galleass was able to deliver a devastating artillery barrage from all sides, and in addition its height made it impervious to boarding.” [17] Fleuri Preuost, a French observer who was at Lepanto, took this argument one step further. In a letter he sent in 1571 to the French king, Charles IX, he claimed that the galleasses put the Ottoman fleet, “in greate disarray with their artillerie…” and that the galleasses actions were “the onely and chiefe cause of the victorie [at Lepanto].”[18] These ships, with their powerful artillery, were a second advantage the Christians had.

While the Turks were going to be torn asunder by the galleasses, they would also be under a hail of fire from the Christian infantry. All soldiers of the Holy League were armed with at least one harquebus, an early form of rifle, and had been trained extensively in their use. While a harquebus’ rate of fire was low (a mere 3 bullets per minute) and they were difficult to aim, they were extraordinarily powerful. The half-ounce lead ball shot from its barrel could shear through wood, metal and flesh within 200 yards. [19] The Turks, on the other hand, used mostly bows. While there were some Ottomans who used harquebus, most of them chose to shy away from technological advancement, “due to a misguided sense of honour and military conservatism.”[20] Turks chose to respect the customs of their Mameluke counterparts (Muslim slave-warriors of the Middle East, renowned for their cavalry expertise), who rigidly believed that any weapon which could not be used from the back of a horse was uncivilized and morally questionable. This belief directed them look upon harquebus with scorn, despite their obvious advantage over wooden bows.[21] Paruta notes that, “…the conditions of the Weapons was of no small consideration: our men fought armed, against unarmed enemies; and whereas the Turks did use their Bows and Arrows most, wherewith our men, though wounded, were yet able to fight, all our Musket shot was mortall”.[22] Indeed, these guns served a vitally deadly role in the Christian’s victory at Lepanto.

The Christian harquebuses were made even more effective by the light armor worn by the Turks. The Ottomans had been fighting at sea for decades, and knew that it was far safer to wear light armor into a naval battle than it was to risk drowning under the weight of heavy steel. However, in this case, experience was their undoing. While mail was effective against arrows and some bladed weapons, a harquebus’ bullet tore through it like it was cloth. Furthermore, the Ottoman’s poisoned tipped arrows were, for the most part, ineffective against the heavy plate armor worn by most Christians. The thick steel could repel any arrow, spear or sword. Paruta’s narrative supports this: “wherein our Souldiers being sheltered, by our waste cloathes, fought the more boldly, and more secure”.[23] Although there were gaps in the armor for joints, to hit one of these joints with an arrow was extremely difficult. It was even more difficult to achieve from the deck of a swaying ship, while under constant harquebus fire, with the roar of cannon and the screams of the dying all around. The Christians’ armor gave them an absolute advantage against Turkish weaponry. [24]

Finally in battle position, the Ottoman forces began to advance towards the Christian lines. As they scanned their opponents, their eyes fell on the four massive ships at the front of the Christian force. Most of the Turkish captains believed them to be merchant vessels that had been caught between the two massive navies. In fact, these were the Venetian galleasses, positioned at the head of the Christian fleet. Two of the six galleasses had drifted out of position at the start of the battle, and with such little maneuverability, it was impossible for them to reenter the Christian lines As the Ottomans advanced, some of their captains steered intentionally towards the galleasses while others aimed for the Christian fleet that waited beyond. When they were within range, the galleasses opened fire; The devastation was unimaginable. Victor Hanson writes that, “As many as 10,000 Turkish seamen were thrown into the sea when their galleys were obliterated in thirty minutes of firing from just four European ships.” [25]  The galleasses, by themselves, were responsible for a third of the Muslim casualties at Lepanto.[26]

However, some of the Turkish galleys, led by Ali Pasha’s flagship Sultana, survived the bombardment and sped towards the Christian lines. The Ottoman and Christian vessels soon became entangled; their decks grinding against each other as they jockeyed for position. The deck of the Sultana, which was now locked together with Don Juan’s flagship La Reale, was the main battlefield for the two forces’ centers. Ships docked with the two massive flagships almost by the minute, spilling more and more troops into the chaotic battle. In the fray, Christian harquebus fire tore through Ottoman soldiers, but the desperate Ottomans’ arrows failed to consistently pierce the Christian’s thick plate armor. Furthermore, because of the ease with which they could board the Sultana, the Christians soon overwhelmed its deck. Finally, a Christian bullet lodged itself in Ali Pasha’s skull, and the Ottoman admiral fell to the deck, dead. When his head was mounted on the railing of his own ship, his soldiers fled back to their ships. The center had been won.

At the same time, commander Agostino Barbarigo’s sixty-three galleys on the Christian left had engaged the Ottomans.  There, the Turks had advanced past his galleasses and were moving towards his lines at full speed. Barbarigo, in a brilliant tactical decision, ordered his ships to back water so that the islands of Curzolaris effectively protected his left flank. The Turks were forced to engage the League head to head, and the Christians’ cannon and harquebus made short work of the enemy.[27]

On the League’s right flank, however, things went rather differently.  There, commander Giovanni Andrea Doria had moved his vessels away from the Christian line. While Doria’s motives are still unknown, many Christian commanders asserted that Doria was attempting to protect his own galleys, at the expense of the Christian flank. Whatever his motives, Doria’s move opened a massive hole in the Christian lines. Within minutes, Ottoman ships poured through the gap, and began attacking the Christian center from behind. Their cannon fired unmercifully, tearing through Christian ship and soldier alike. With panic grasping desperately at their hearts, and the enemy on two fronts, the Christian center began to waver. This could have been the end of the Holy League’s gamble. However, the League’s reserve, led by Juan de Cardona and Alvarode Bazan, came to Don Juan’s rescue. Without hesitation, they crashed headlong into the Muslim boats, sinking or commandeering every one they encountered. Their attack was so ferocious that the remaining Turks were forced into full retreat. Only 30 Ottoman ships survived the battle[28]

The next morning, over 40,000 corpses floated in the waters at Lepanto. Among them there were 30,000 Ottoman soldiers, 34 Turkish admirals and over 100 Muslim commanders. Almost an entire generation of Janissaries, the Ottomans elite and versatile fighting force, died at Lepanto; Janissaries were trained from childhood and it would be a decade until the next group was ready for combat. [29] The Janissaries had perished aboard the more than 300 Ottoman vessels that had sunk or been captured by the Holy League at Lepanto. The Christians had lost fewer than 20 ships.[30]

While the entirety of the Ottoman fleet was either captured or destroyed at Lepanto, within 3 years the Sultan had rebuilt his navy. In 1574, he used it to retake the territory of Tunis, which had been captured by Charles V in 1535. Because of this fact, many historians argue that Lepanto was, in the grand scheme, historically insignificant. However, other than Tunis, Ottoman military activity on the waves of the Mediterranean virtually ceased after Lepanto.  The threat of a united Christian naval force was too great for the Turks to risk anything more than a minor offensive; another attempt at Mediterranean domination would not be made. In the years after Tunis, with no future in store, the Ottoman “…fleet simply disintegrated in port.” [31] Historian Andrew Hess notes that the Christian victory at Lepanto, “…acted to establish a limit against the further advance of the Turk in the Mediterranean, ended the fear of Turkish invincibility and marked the beginning of Ottoman naval decline.”[32] Similarly, Victor Hanson writes, “Once the Ottomans were stopped at Lepanto, the continued long-term autonomy of the western Mediterranean would never again be in doubt.”[33] Lepanto clearly marked the end of the Ottoman expansion into the Mediterranean, and ensured Christian dominance of the sea.

This safety in the Mediterranean was a huge boon to Christian economies all over Europe. After Lepanto, vital western Mediterranean trade lines were once again safe for Christian vessels to navigate. This security inspired European captains to reestablish abandoned trade ties, and the stifled European economy began to expand. Additionally, the members of the Holy League gained huge amounts of booty at Lepanto. The Ottoman prisoners from Lepanto were enslaved and sold, and their galleys were either sold or used to reinforce Christian navies. High-ranking Ottoman commanders, such as Ali Pasha, had also kept their personal wealth on board their ships and their vast fortunes were taken by the Christians. The amount of wealth gained from their victory was staggering. [34]

Furthermore, the security of the Mediterranean eliminated the possibility of Ottoman attacks on the Atlantic trade lines to the New World. It is quite possible that with a Turkish victory at Lepanto, the Ottomans would have continued to advance throughout the Mediterranean, giving them new ports to harbor their war galleys. From these ports, Ottoman raids could have hindered trade to the American colonies, and thus affected their viability or ended their development. Victor Hanson states, “Lepanto ensured that the growing Atlantic trade with the Americas would continue…” and that it “ cemented their hold on New World and Asiatic colonies and trading routes…”[35] Because of this trade, the Spanish developments in the Americas were able to flourish and expand.

Aside from these other benefits, however, the most important consequence of the Christian victory at Lepanto was the realization that together, the Christians could repel even the most powerful of foes. Although Europeans had banded together in warfare before, Lepanto was the first occasion where a completely integrated European force had preserved Christian states from a foreign belligerent. Fernand Braudel comments that Don Juan was “… able to take a miscellany of naval forces and turn it into a united fleet… At a stroke, the galleys of the fleet became identical and interchangeable…”[36] Spanish soldiers stood shoulder to shoulder with Tuscans against the fury of the Ottoman Empire. Papal harquebusers loaded their guns under the flags of their Venetian comrades, while Genoans bellowed orders from the deck. Their unity in the battle was such that they fought with an almost zealous fury in defense of their religion, every man encouraged by his comrades next to him. According to Paruta, when Don Juan raised the flag of battle on October 7th, “…all cry’d out with great joy, Victory, victory…” [37] It was not only the Spanish who raised this cry. It was not just the Venetians or the Tuscans who felt adrenaline pour through their bodies at the sight of the battle signal. The complete integration and unity of Europeans from almost every corner of Christendom in order to protect European interests was something that had never been seen, and would not be seen again for nearly 400 years.

Clearly, however, the members of the Holy League did not completely comprehend the value of coalition. After Lepanto, their League completely disintegrated as a result of childish bickering. Although the Holy League had served its purpose well, after Lepanto it had a perfect opportunity to retake Constantinople from the Ottomans. The Turks had virtually no navy, very little army, and were not expecting a full-scale invasion of their capital. The Holy League’s inability to maintain their coalition after Lepanto robbed the world of many years of peace, and likely hundreds of thousands of lives. A mere 20 years later, Christendom began 100 years of intermittent land-based warfare with the Turks.  However, the Ottomans would never again make an attempt on the Mediterranean Sea.  In that regard, the tide had finally turned. The Christian nations remained, victorious.






[1] Timothy Shutt, “Lepanto” (Lecture at Kenyon College, Gambier, OH, 2007). Pg. 1
[2] Niccolo Capponi, Victory of the West (United States: Da Capo Press, 2007), pg. 7-8
[3] Fernand Braudel, The Mediterranean vol. 1 (New York: Harper and Row, 1966), pg.
278
[4] Niccolo Capponi, Victory of the West (United States: Da Capo Press, 2007), pg. 157-158
[5] Victor Hanson, Carnage and Culture (New York: Random House Inc., 2001), pg.235
[6] Paolo Paruta, A History of Venice [book on-line] (Ann Arbor, MI: Early English Books online, 1999, accessed 28 April, 2010); pg. 335
[7] Ibid. pg. 336
[8] Ibid.
[9] Roger Crowley, Empires of the Sea (New York: Random House Inc., 2008), pg. 285
[10] Fernand Braudel, The Mediterranean vol. 2 (New York: Harper and Row, 1966), pg. 1101
[11] Victor Hanson, Carnage and Culture (New York: Random House Inc., 2001), pg. 258
[12] Paolo Paruta, A History of Venice [book on-line] (Ann Arbor, MI: Early English Books online, 1999, accessed 28 April, 2010); pg. 357
[13] Victor Hanson, Carnage and Culture (New York: Random House Inc., 2001), pg. 246
[14] Niccolo Capponi, Victory of the West (United States: Da Capo Press, 2007), pg. 180-183
[15] Paolo Paruta, A History of Venice [book on-line] (Ann Arbor, MI: Early English Books online, 1999, accessed 28 April, 2010); pg. 359
[16] Niccolo Capponi, Victory of the West (United States: Da Capo Press, 2007), pg. 192
[17] Ibid.
[18] Fleuri Preuost, Letters Sent from Venice Anno. 1571 [book on-line]. (Ann Arbor, Mi: Early English Books online, 1999, accessed 1 May, 2010); pg. 3
[19] Niccolo Capponi, Victory of the West (United States: Da Capo Press, 2007), pg. 214
[20] Victor Hanson, Carnage and Culture (New York: Random House Inc., 2001), pg. 215
[21] Ibid.
[22] Paolo Paruta, A History of Venice [book on-line] (Ann Arbor, MI: Early English Books online, 1999, accessed 28 April, 2010); pg. 359
[23] Ibid.
[24] Niccolo Capponi, Victory of the West (United States: Da Capo Press, 2007), pg. 215
[25] Victor Hanson, Carnage and Culture (New York: Random House Inc., 2001), pg. 233-239
[26] Ibid.
[27] Ibid.
[28] Ibid.
[29] John Keegan, The Book of War (United States: Penguin Putnam Inc., 1999), pg. 74
[30] Victor Hanson, Carnage and Culture (New York: Random House Inc., 2001), pg. 268
[31] Fernand Braudel, The Mediterranean vol. 1 (New York: Harper and Row, 1966), pg.1088
[32]Andrew C. Hess, “The Battle of Lepanto and Its Place in Mediterranean History.” Past and Present, no. 57 (1972); pg. 55
[33] Victor Hanson, Carnage and Culture (New York: Random House Inc., 2001), pg. 268
[34] Ibid.
[35] Ibid.
[36] Fernand Braudel, The Mediterranean vol.2 (New York: Harper and Row, 1966), pg. 1101
[37] Paolo Paruta, A History of Venice [book on-line] (Ann Arbor, MI: Early English Books online, 1999, accessed 28 April, 2010); pg. 257

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